AgentCANotificationAdviceV03 (AgtCANtfctnAdvc)

Scope

This message is sent by an issuer (or its agent) to a CSD to: - Provide a CSD with the details of a corporate action along with the possible options available to the clients of that CSD; and - to update a corporate action notification. A notification advice can be initially sent as a preliminary advice and subsequently replaced by another notification advice with updated information.

Usage

This message is used: - to provide a CSD with the details of a corporate action along with the possible options available to the clients of that CSD. The information can be complete or incomplete. - to update a corporate action notification advice. A notification advice can be initially sent as a preliminary advice and subsequently replaced by another notification advice with updated information. As per SMPG recommendation, all the information should be provided in the update, not only updated information. An Agent Corporate Action Notification Status Advice is sent in reply to the Agent Corporate Action Notification Advice. Note: The amendment of a corporate action notification is done through a replacement mechanism in line with both the ISO 15022 messages used in the flow between the CSD and its clients, and the ISO 20022 proxy voting messages.

Outline

The AgentCANotificationAdviceV03 MessageDefinition is composed of 8 MessageBuildingBlocks:

Pagination — Page number of the message and continuation indicator to indicate that the multi-part notification is to continue or that the message is the last page of the multi-part notification.
Notification General Information — General information about the event notification type, status and contents.
Previous Notification Identification — Identification of the previously sent notification document.
Agent Information — Agent institution identification, exact role and contact person.
Corporate Action General Information — General information about the corporate action event.
Corporate Action Details — Provides details information about the CA event.
Corporate Action Option Details — Provides detailed information about the option of the CA event.
Additional Information — Provides additional information.