CorporateActionNotification002V15seev.031.002.15

• CorporateActionNotification002V15

Scope

Usage

Outline

The CorporateActionNotification002V15 MessageDefinition is composed of 25 MessageBuildingBlocks:

• Pagination — Page number of the message and continuation indicator to indicate that the multi-part notification is to continue or that the message is the last page of the multi-part notification.
• Notification General Information — General information about the event notification type, status and contents.
• Previous Notification Identification — Identification of the previously sent notification document.
• Instruction Identification — Identification of a related instruction document.
• Other Document Identification — Identification of other documents as well as the document number.
• Events Linkage — Identification of another corporate action event that needs to be closely linked to the processing of the event notified in this document.
• Corporate Action General Information — General information about the corporate action event.
• Account Details — General information about the safekeeping account, owner and account balance.
• Intermediate Security — Details on rights credited to the account as for example trading period, expiry date, renounceability.
• Corporate Action Details — Information about the corporate action event.
• Corporate Action Option Details — Information about the corporate action option.
• Additional Information — Additional information on the event.
• Issuer Agent — Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event.
• Paying Agent — Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror.
• Sub Paying Agent — Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror.
• Registrar — Party/agent responsible for maintaining the register of the security.
• Reselling Agent — Broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner.
• Physical Securities Agent — Trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange.
• Drop Agent — Trust company, bank or similar financial institution that acts on behalf of an out-of-town agent or event agent where securities can be delivered in person.
• Solicitation Agent — Trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change.
• Information Agent — Trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation.
• Issuer — Issuer of the financial instrument.
• Offeror — Party making the offer and which is different from the issuing company.
• Transfer Agent — Trust company, bank or similar financial institution appointed by a fund management company to maintain records of investors and account balances. The transfer agent records transactions, including subscriptions, redemptions, switches, transfers, and re-registrations.
• Supplementary Data — Additional information that can not be captured in the structured fields and/or any other specific block.