CorporateActionMovementPreliminaryAdvice002V16seev.035.002.16

• CorporateActionMovementPreliminaryAdvice002V16

Scope

Usage

Outline

The CorporateActionMovementPreliminaryAdvice002V16 MessageDefinition is composed of 27 MessageBuildingBlocks:

• Pagination — Page number of the message and continuation indicator to indicate that the multi-part preliminary advice is to continue or that the message is the last page of the multi-part preliminary advice.
• Movement Preliminary Advice General Information — General information about the movement preliminary advice document.
• Previous Movement Preliminary Advice Identification — Identification of the previously sent movement preliminary advice document.
• Notification Identification — Identification of a previously sent notification document.
• Movement Confirmation Identification — Identification of a previously sent movement confirmation document.
• Instruction Identification — Identification of a related instruction document.
• Other Document Identification — 6 Identification of other documents as well as the document number.
• Events Linkage — Identification of another corporate action event that needs to be closely linked to the processing of the event notified in this document.
• Reversal Reason — Reason for the reversal.
• Corporate Action General Information — General information about the corporate action event.
• Account Details — General information about the safekeeping account, owner and account balance.
• Corporate Action Details — Information about the corporate action event.
• Corporate Action Movement Details — Information about the corporate action option.
• Additional Information — Provides additional information.
• Issuer Agent — Party appointed to administer the event on behalf of the issuer company/offeror. The party may be contacted for more information about the event.
• Paying Agent — Agent (principal or fiscal paying agent) appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror.
• Sub Paying Agent — Sub-agent appointed to execute the payment for the corporate action event on behalf of the issuer company/offeror.
• Registrar — Party/agent responsible for maintaining the register of a security.
• Reselling Agent — Broker-dealer responsible for reselling to new investors securities (usually bonds) that have been tendered for purchase by their owner.
• Physical Securities Agent — Trust company, bank or similar financial institution assigned by an issuer to accept presentations of instruments, usually bonds, for transfer and or exchange.
• Drop Agent — Trust company, bank or similar financial institution that acts on behalf of an out-of-town agent or event agent where securities can be delivered in person.
• Solicitation Agent — 6 Trust company, bank or similar financial institution assigned by an issuer to maintain records of investors and account balances and transactions for the consent of a material change.
• Information Agent — Trust company, bank or similar financial institution assigned by an Issuer to provide information and copies of the offering documentation.
• Issuer — Issuer of the financial instrument.
• Offeror — Party making the offer and which is different from the issuing company.
• Transfer Agent — Trust company, bank or similar financial institution appointed by a fund management company to maintain records of investors and account balances. The transfer agent records transactions, including subscriptions, redemptions, switches, transfers, and re-registrations. A SupplementaryData
• Additional information that can not be captured in the structured fields and / or any other specific — block. 6