AccountingStatementOfHoldingsV02 (AcctgStmtOfHldgsV02)

Scope

An account servicer, for example, a transfer agent sends the AccountStatementOfHoldings message to the account owner, for example, a fund manager or an account owner's designated agent to provide detailed holdings of the portfolio at a specified moment in time. The message provides, at a moment in time, valuations of the portfolio together with details of each financial instrument holding. The message can be sent either audited or un-audited and may be provided on a trade date or settlement date basis.

Usage

The AccountingStatementOfHoldings message is used to provide valuation detail for each financial instrument held in a portfolio. The message should be sent at a frequency agreed bi-laterally between the account servicer and the account owner. This message can only be used to list the holdings of a single (master) account. However, it is possible to break down these holdings into one or several sub-accounts. Therefore, the message can be used to either specify holdings at - the main account level, or, - the sub-account level. This message can be used to report where the financial instruments are safe-kept, physically or notionally. If a security is held in more than one safekeeping place, this can also be indicated. The AccountingStatementOfHoldings message should not be used for trading purposes.

Outline

The AccountingStatementOfHoldingsV02 MessageDefinition is composed of 10 MessageBuildingBlocks:

Message Identification — Reference that uniquely identifies a message from a business application standpoint.
Previous Reference — Reference to a linked message that was previously sent.
Related Reference — Reference to a linked message that was previously received.
Message Pagination — Pagination of the message.
Statement General Details — General information related to the accounting statement of holdings.
Account Details — The safekeeping or investment account.
Balance For Account — Net position of a segregated holding, in a single security, within the overall position held in a securities account.
Sub Account Details — The sub-account of the safekeeping or investment account.
Total Values — Value of total holdings reported.
Extension — Additional information that cannot be captured in the structured elements and/or any other specific block.