Code (Cd)

Definition: Reason a security is not available or additional information about the financial instrument for which the balance is given, for example, unregistered, registered in nominee name.

Type: SecuritiesBalanceType12Code (String)

Allowed Values:

BLOK (Blocked): Balance of financial instruments that are blocked.
AWAS (Available With No Additional Status): Balance of financial instruments that are freely available with no specific additional status.
BLCA (Blocked Corporate Action): Balance of financial instrument blocked following a corporate action, including proxy activities.
BLOT (Blocked Trading): Balance of financial instruments that are blocked for trading.
BLOV (Blocked Authenticity): Balance of financial instruments that are blocked for verification of authenticity.
BORR (Borrowed): Balance of financial instruments that have been borrowed from another party.
BODE (Pending Borrowed Delivery): Balance of financial instruments that are pending delivery in relation to a borrow transaction.
BORE (Pending Borrowed Receipt): Balance of financial instruments that are pending receipt in relation to a borrow transaction.
COLI (Collateral In): Balance of securities that belong to a third party and that are held for the purpose of collateralisation.
COLO (Collateral Out): Balance of securities that belong to the safekeeping account indicated within this message, and are deposited with a third party for the purpose of collateralisation.
LOAN (On Loan): Loan for consumption.
LODE (Pending On Loan Delivery): Balance of financial instruments that are pending delivery in relation to a lending transaction.
LORE (Pending On Loan Receipt): Balance of financial instruments that are pending receipt in relation to a lending transaction.
MARG (Derivatives Margin): Account is used when financing is by the broker/dealer.
PECA (Pending Corporate Action Receipt): Balance of financial instrument pending receipt following a corporate action.
PEDA (Pending Corporate Action Delivery): Balance of financial instrument pending delivery following a corporate action.
PEND (Pending Delivery): Processing has not been completed.
PENR (Pending Receipt): The instruction is pending receipt of securities, for example, from a purchase, loan etc.
PLED (Pledged): Balance of securities that belong to and is kept in the safekeeping account indicated within this message, and that are pledged.
REGO (Out For Registration): Balance of financial instruments currently being processed by the institution responsible for registering the new beneficial owner (or nominee).
RSTR (Restricted): Balance of financial instruments that may only be sold under certain conditions or require legal documents.
OTHR (Unclassified): Other. See Narrative.
TRAN (In Transshipment): Transaction has been generated due to transformation following a corporate action.
DRAW (Drawn): Settlement transactions relates to drawn securities.
WDOC (Waiting Documentation): Financial instrument is unavailable due to missing or incomplete documentation
BTRA (Being Transferred): Financial instrument is unavailable as a result of a transfer order, pending movement in the shareholders' register.