SecuritiesAccountPositionQueryV01semt.025.001.01

Definition: Sub-balance expressed as an ISO 20022 code.

Type: SecuritiesBalanceType13Code (String)

Allowed Values:

• BLOK (Blocked): Balance of financial instruments that are blocked.
• AWAS (Available With No Additional Status): Balance of financial instruments that are freely available with no specific additional status.
• AVAI (Available): Balance of financial instruments that are available.
• NOMI (Registered): Balance of financial instruments that are registered (in nominee name or in the name of the beneficial owner).
• PLED (Pledged): Balance of securities that belong to and is kept in the safekeeping account indicated within this message, and that are pledged.
• REGO (Out For Registration): Balance of financial instruments currently being processed by the institution responsible for registering the new beneficial owner (or nominee).
• RSTR (Restricted): Balance of financial instruments that may only be sold under certain conditions or require legal documents.
• OTHR (Unclassified): Other. See Narrative.
• SPOS (Street Position): Balance of financial instruments that remain registered in the name of the prior beneficial owner.
• UNRG (Unregistered): Balance of securities that could not be registered due to foreign ownership limitation.
• ISSU (Issued): In issuer agent / depository communication, balance of issued financial instruments for which legal documentation has been received.
• QUAS (Quasi Issued): In issuer agent / depository communication, balance of issued financial instruments for which legal documentation has not yet been received.
• COLA (Eligible For Collateral Purposes): Balance of securities that are eligible for use for collateral purposes.