SecuritiesSettlementTransactionQueryV01semt.026.001.01

Definition: Provides the conditions under which the order/trade is to be/was executed.

Type: TradeTransactionCondition1Code (String)

Allowed Values:

• CBNS (Cum Bonus): Indicates whether the trade is executed cum bonus.
• XBNS (Ex Bonus): Indicates whether the trade is executed ex bonus.
• CCPN (Cum Coupon): Indicates whether the trade is executed cum coupon.
• XCPN (Ex Coupon): Indicates whether the trade is executed ex coupon.
• CDIV (Cum Dividend): Indicates whether the trade is executed cum dividend.
• XDIV (Ex Dividend): Indicates whether the trade is executed ex dividend.
• CRTS (Cum Rights): Indicates whether the trade is executed cum rights.
• XRTS (Ex Rights): Indicates whether the trade is executed ex rights.
• CWAR (Cum Warrant): Indicates whether the trade is executed cum warrant.
• XWAR (Ex Warrant): Indicates whether the trade is executed ex warrant.
• SPCU (Special Cum Dividend): Indicates whether the trade is executed with a special cum dividend, that is, buying after the ex date and getting the dividend.
• SPEX (Special Ex Dividend): Indicates whether the trade is executed with a special ex dividend, that is, selling before the ex date without the coupon.
• DUEB (Broker Due Bill): Indicates that the trade is executed cum- dividend or cum-coupon and a due bill is required. A due bill is a contractual agreement to pay the dividend along with the delivery of the financial instrument.
• SSTI (Sold Short): Indicates whether the trade is sold short. When the seller does not have the financial instrument, the delivery is effected by borrowing the financial instrument by or for the account of the seller.
• DIRT (Dirty): Indicates that the trade is executed dirty, ie government tax must be paid on the accrued interest on the bond.
• CLEN (Clean): Indicates that the trade is executed clean, ie government tax must not be paid on the accrued interest on the bond.
• BLKO (Block): Indicates whether the trade is a block trade or not, ie, whether allocation instruction will follow or not.
• GTDL (Guaranteed Delivery): Indicates whether the delivery of the financial instrument on settlement date is guaranteed.
• FRAC (Fractions): Indicates whether fractional parts are allowed.
• CRST (Cross Trade): Indicates that cross trades are allowed whereby buy and sell orders are offset without recording the trade on the exchange.
• NCRS (No Cross Trade): Indicates that cross trades, whereby buy and sell orders are offset without recording the trade on the exchange, are not allowed.
• DORD (Direct Order): Indicates that the order is to be executed by a trading party other than the trading party to which the order is sent. In this case, the instructing party has traded with another broker which will subsequently send an advice of execution to the executing party who received the order and which is acting as clearing broker.
• DIOR (Directed Order): Indicates that the order must be executed with a specific trading party.
• WARE (Warehouse Trade): Warehouse Trade.
• DNIN (Not Increase): A limit order to buy or a stop order to sell or a stop limit order which is not to be increased in shares on the ex-dividend date as a result of a stock dividend or distribution.
• DNRE (Not Reduce): A limit order to buy or a stop order to sell, or a stop-limit order to sell which is not to be reduced in price by the amount of an ordinary cash dividend. Only applies to ordinary stock dividends; it should be reduced for other distributions. e.g. when a stock goes 'ex' stock dividend or rights.
• FORW (Forward Price Trade): Indicates that the order is based on a forward price.
• HIST (Historic Price Trade): Indicates that the order is based on a historic price.
• BCRO (Result Option): Result of option when set. (UK specific).
• BCRP (Result Repo): Result of repo when set (UK specific).
• BCPD (Deliver Country Incorporation): Place of delivery, in country of incorporation when unset (UK specific).
• BCFD (Delivery Form): Form of delivery, not for foreign registration when unset (UK specific).
• BCBL (Board Lot): Board lots, not set for odd lots (UK specific).
• BCBN (Bad Name): Bad names, not set for good names (UK specific).
• BTEX (Best Execution): Trade to be executed done at best execution.
• CALL (Call): Trade to be executed following the exercise of a call option on the security.
• CLBR (Closure Before Roll Over): Trade to be executed for closure of a previous position before the rollover of a position (Deferred Settlement Service).
• MONT (Monthly): Trade to be executed for month-end settlement (Deferred Settlement Service).
• NBFR (New Trade Following Rollover): Trade to be executed for a new trade position on the next month following the roll-over of a position (Deferred Settlement Service).
• TRFR (Trade Following Rollover): Trade to be executed on the next month following the roll-over of positions.
• PUTT (Putt): Trade to be executed following the exercise of a put option on the security.
• SPCC (Special Cum Coupon): Indicates whether the trade is executed with a special cum coupon.
• SECN (Special Ex Coupon): Indicates whether the trade is executed with a special ex coupon.
• SEBN (Special Ex Bonus): Indicates whether the trade is executed special ex bonus.
• SCBN (Special Cum Bonus): Indicates whether the trade is executed special cum bonus.
• SCRT (Special Cum Rights): Indicates whether the trade is executed special cum rights.
• SERT (Special Ex Rights): Indicates whether the trade is executed special ex rights.
• SCCR (Special Cum Capital Repayments): Indicates whether the trade is executed special cum capital repayments.
• SECR (Special Ex Capital Repayments): Indicates whether the trade is executed special ex capital repayments.
• CAST (Cash Settlement): Indicates whether the trade is executed with a cash settlement.
• SPPR (Special Price): Indicates whether the trade is executed with a special price.