SecuritiesBalanceTransparencyReportV02semt.041.001.02

Mandatory
Mandatory
Mandatory
Optional
Pgntn
Mandatory
Mandatory
Repetition (0..n)
Mandatory
AcctOwnr
Mandatory
AcctSvcr
Mandatory
BnfclOwnr
Repetition (0..n)
BalDtls
Repetition (0..n)
AcctSubLvl1
Repetition (0..n)
Mandatory
AcctOwnr
Mandatory
AcctSvcr
Mandatory
BnfclOwnr
Repetition (0..n)
BalDtls
Repetition (0..n)
AcctSubLvl2
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Mandatory
AcctOwnr
Mandatory
AcctSvcr
Mandatory
BnfclOwnr
Repetition (0..n)
BalDtls
Repetition (0..n)
AcctSubLvl3
Repetition (0..n)
Mandatory
AcctOwnr
Mandatory
AcctSvcr
Mandatory
BnfclOwnr
Repetition (0..n)
BalDtls
Repetition (0..n)
AcctSubLvl4
Repetition (0..n)
Mandatory
AcctOwnr
Mandatory
AcctSvcr
Mandatory
BnfclOwnr
Repetition (0..n)
BalDtls
Repetition (0..n)
AcctSubLvl5
Repetition (0..n)
Mandatory
AcctOwnr
Mandatory
AcctSvcr
Mandatory
BnfclOwnr
Repetition (0..n)
BalDtls
Repetition (0..n)
AcctSubLvl6
Repetition (0..n)
Mandatory
AcctOwnr
Mandatory
AcctSvcr
Mandatory
BnfclOwnr
Repetition (0..n)
BalDtls
Repetition (0..n)
AcctSubLvl7
Repetition (0..n)
Mandatory
AcctOwnr
Mandatory
AcctSvcr
Mandatory
BnfclOwnr
Repetition (0..n)
BalDtls
Repetition (0..n)
AcctSubLvl8
Repetition (0..n)
Mandatory
AcctOwnr
Mandatory
AcctSvcr
Mandatory
BnfclOwnr
Repetition (0..n)
BalDtls
Repetition (0..n)

Account Sub Level 9

AcctSubLvl9
Repetition (0..n)

Definition: Holdings of level 9. Definition: Unique and unambiguous identification for the sub-account between the account owner and the account servicer. AccountIdentification <AcctId> contains the following elements (see "SecuritiesAccount19" on page 78 for details) Definition: Party that legally owns the sub-account. AccountOwner <AcctOwnr> contains the following elements (see "PartyIdentification100" on page 111 for details) Definition: Party that manages the sub-account on behalf of the account owner, that is manages the registration and booking of entries on the account, calculates balances on the account and provides information about the account. AccountServicer <AcctSvcr> contains the following elements (see "PartyIdentification100" on page 111 for details) Definition: Individual or entity that is ultimately entitled to the benefit of income and rights in a financial instrument, as opposed to a nominal or legal owner. BeneficialOwner <BnfclOwnr> contains the following elements (see "BeneficialOwner2" on page 104 for details) Definition: Report on the net position of a financial instrument on the sub-account (sub-account level 9), for a certain date. The agent, for example, a trade intermediary, may also be specified. BalanceDetails <BalDtls> contains the following AggregateHoldingBalance3 elements Definition: Report on the net position of a financial instrument on the sub-account, for a certain date. BalanceForAccount <BalForAcct> contains the following elements (see "AggregateHoldingBalance1" on page 81 for details) Definition: Agent of the financial instrument, for example, a trade intermediary. Definition: Additional information that cannot be captured in the structured elements and/or any other specific block.

Type: AccountSubLevel19

Mandatory
Mandatory
Mandatory
BnfclOwnr
Repetition (0..n)
Repetition (0..n)
SplmtryData
Repetition (0..n)
Repetition (0..n)
SplmtryData
Repetition (0..n)
Repetition (0..n)
SplmtryData
Repetition (0..n)
Repetition (0..n)
SplmtryData
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Repetition (0..n)
SplmtryData
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Repetition (0..n)
SplmtryData
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SplmtryData
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SplmtryData
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SplmtryData
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Repetition (0..n)
SplmtryData
Repetition (0..n)
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