SecuritiesTransactionPenaltiesReportV01 (SctiesTxPnltiesRpt)

Scope

The SecuritiesTransactionPenaltiesReport V01 message is sent by the Executing/Servicing Party to the instructing party to inform about the cash penalties: - Newly computed cash penalties. For example, in case of a CSD, the information shall include the cash penalties that are either imposed or credited to all of its participants and the CSD itself; in case of a CSD participant, the information shall include the cash penalties that are either imposed or credited to the CSD participant itself. - Modified penalties: to inform about the modifications occurred in existing cash penalties since the previous reporting. - Aggregated amounts of cash penalties: to inform about the aggregated amounts of the cash penalties computed for the business days of a given period, for example the previous month.

Usage

The pagination of the report is only allowed when agreed between the parties. B. ReportGeneralDetails Provides general information on the report. C. SafekeepingAccount Account to or from which a securities entry is made. D. AccountOwner Party that legally owns the account. E. AccountServicer Party that manages the sub-level account on behalf of the account owner, that is manages the registration and booking of entries on the account, calculates balances on the account and provides information about the account. F. Penalty Claims (penalties) in a currency and of a date reported for a given party. If there are no penalties in a given currency for a party, this block will not be informed. G. SupplementaryData Additional information that cannot be captured in the structured elements and/or any other specific block.