AccountHoldingInformationV10 (AcctHldgInf)

Scope

The AccountHoldingInformation message is sent by an executing party, for example, a (old) plan manager (transferor), to the instructing party, for example, a (new) plan manager (transferee), to provide information about financial instruments held on behalf of a client.

Usage

The AccountHoldingInformation message is used to provide information on the individual assets held in a client's account. The assets may be part of a tax efficient product, a pension of general investment product.

Outline

The AccountHoldingInformationV10 MessageDefinition is composed of 17 MessageBuildingBlocks:

Message Reference — Reference that uniquely identifies the message from a business application standpoint.
Pool Reference — Collective reference identifying a set of messages.
Previous Reference — Reference to a linked message that was previously sent.
Related Reference — Reference to a linked message that was previously received.
Business Flow Direction Type — Business flow direction (assets to be delivered or received).
Primary Individual Investor — Information identifying the primary individual investor, for example, name, address, social security number and date of birth.
Secondary Individual Investor — Information identifying the secondary individual investor, for example, name, address, social security number and date of birth.
Other Individual Investor — Information identifying the other individual investors, for example, name, address, social security number and date of birth.
Primary Corporate Investor — Information identifying the primary corporate investor, for example, name and address.
Secondary Corporate Investor — Information identifying the secondary corporate investor, for example, name and address.
Other Corporate Investor — Information identifying the other corporate investors, for example, name and address.
Transferor Account — Identification of the account owned by the investor at the old plan manager (account servicer).
Nominee Account — Account held in the name of a party that is not the name of the beneficial owner of the shares.
Transferee — Identification of the institution to which the financial instrument is to be transferred. This may also be known as the new plan manager.
Product Transfer — Information about the portfolio and assets.
Market Practice Version — Identifies the market practice to which the message conforms.
Extension — Additional information that can not be captured in the structured fields and/or any other specific block.