AccountHoldingInformationRequestV09 (AcctHldgInfReq)

Scope

The AccountHoldingInformationRequest message is sent by an instructing party, for example, a (new) plan manager (transferee), to the executing party, for example, a (old) plan manager (transferor), on behalf of the initiating party, for example, an investor (client), to request information about financial instruments held on behalf of the client.

Usage

The AccountHoldingInformationRequest message is used to request information about assets held on behalf of the client for which it intends to instruct a portfolio transfer at a later time.

Outline

The AccountHoldingInformationRequestV09 MessageDefinition is composed of 17 MessageBuildingBlocks:

Message Reference — Reference that uniquely identifies the message from a business application standpoint.
Pool Reference — Collective reference identifying a set of messages.
Previous Reference — Reference to a linked message that was previously sent.
Related Reference — Reference to a linked message that was previously received.
Business Flow Direction Type — Business flow direction (assets to be delivered or received).
Primary Individual Investor — Information identifying the primary individual investor, for example, name, address, social security number and date of birth.
Secondary Individual Investor — Information identifying the secondary individual investor, for example, name, address, social security number and date of birth.
Other Individual Investor — Information identifying the other individual investors, for example, name, address, social security number and date of birth.
Primary Corporate Investor — Information identifying the primary corporate investor, for example, name and address.
Secondary Corporate Investor — Information identifying the secondary corporate investor, for example, name and address.
Other Corporate Investor — Information identifying the other corporate investors, for example, name and address.
Transferor Account — Identification of the account owned by the investor at the old plan manager (account servicer).
Nominee Account — Account held in the name of a party that is not the name of the beneficial owner of the shares.
Transferee — Identification of the institution to which the financial instrument is to be transferred. This may also be known as the new plan manager.
Product Transfer — Information about the portfolio and assets.
Market Practice Version — Identifies the market practice to which the message conforms.
Extension — Additional information that cannot be captured in the structured elements and/or any other specific block.