SecuritiesSettlementTransactionStatusAdviceV14 (SctiesSttlmTxStsAdvc)

Scope

An account servicer sends a SecuritiesSettlementTransactionStatusAdvice to an account owner to advise the status of a securities settlement transaction instruction previously sent by the account owner or the status of a settlement transaction existing in the books of the servicer for the account of the owner. The status may be a processing, pending processing, internal matching, matching and/or settlement status. The status advice may be sent as a response to the request of the account owner or not. The account servicer/owner relationship may be: - a central securities depository or another settlement market infrastructure acting on behalf of their participants - an agent (sub-custodian) acting on behalf of their global custodian customer, or - a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage

The message may also be used to: - re-send a message previously sent, - provide a third party with a copy of a message for information, - re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Outline

The SecuritiesSettlementTransactionStatusAdviceV14 MessageDefinition is composed of 8 MessageBuildingBlocks:

Transaction Identification — Provides unambiguous transaction identification information.
Linkages — Link to another transaction - provided for information only.
Processing Status — Provides details on the processing status of the transaction.
Inferred Matching Status — Provides the matching status of an instruction as per the account servicer based on an allegement. At this time no matching took place on the market (at the Central Securities Depository (CSD)/ International Central Securities Depository (ICSD)).
Matching Status — Provides the matching status of the instruction.
Settlement Status — Provides the status of settlement of a transaction.
Transaction Details — Identifies the details of the transaction.
Supplementary Data — Additional information that cannot be captured in the structured elements and/or any other specific block.