SecuritiesSettlementTransactionStatusAdvice002V12 (SctiesSttlmTxStsAdvc)

Scope

An account servicer sends a SecuritiesSettlementTransactionStatusAdvice to an account owner to advise the status of a securities settlement transaction instruction previously sent by the account owner or the status of a settlement transaction existing in the books of the servicer for the account of the owner. The status may be a processing, pending processing, internal matching, matching and/or settlement status. The status advice may be sent as a response to the request of the account owner or not. The account servicer/owner relationship may be: - a central securities depository or another settlement market infrastructure acting on behalf of their participants - an agent (sub-custodian) acting on behalf of their global custodian customer, or - a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage

The message may also be used to: - re-send a message previously sent, - provide a third party with a copy of a message for information, - re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Outline

The SecuritiesSettlementTransactionStatusAdvice002V12 MessageDefinition is composed of 8 MessageBuildingBlocks:

Transaction Identification — Provides unambiguous transaction identification information.
Linkages — Link to another transaction - provided for information only.
Processing Status — Provides details on the processing status of the transaction.
Inferred Matching Status — 2 Provides the matching status of an instruction as per the account servicer based on an allegement. At this time no matching took place on the market (at the CSD/ICSD).
Matching Status — Provides the matching status of the instruction.
Settlement Status — Provides the status of settlement of a transaction.
Transaction Details — Identifies the details of the transaction.
Supplementary Data — Additional information that cannot be captured in the structured elements and/or any other specific block. 2