SecuritiesSettlementTransactionAllegementNotificationV12 (SctiesSttlmTxAllgmtNtfctn)

Scope

An account servicer sends a SecuritiesSettlementTransactionAllegementNotification to an account owner to advise the account owner that a counterparty has alleged an instruction against the account owner's account at the account servicer and that the account servicer could not find the corresponding instruction of the account owner. The account servicer/owner relationship may be: - a central securities depository or another settlement market infrastructure acting on behalf of their participants - an agent (sub-custodian) acting on behalf of their global custodian customer, or - a custodian acting on behalf of an investment management institution or a broker/dealer.

Usage

The message may also be used to: - re-send a message previously sent, - provide a third party with a copy of a message for information, - re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Outline

The SecuritiesSettlementTransactionAllegementNotificationV12 MessageDefinition is composed of 18 MessageBuildingBlocks:

Transaction Identification — Unambiguous identification of the allegement notification known by the executing/servicing party.
Settlement Type And Additional Parameters — Provides settlement type and identification information.
Market Infrastructure Transaction Identification — Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities.
Counterparty Market Infrastructure Transaction Identification — Identification of a counterparty transaction assigned by a market infrastructure other than a central securities depository, for example, Target2-Securities. ionV12
Trade Details — Details of the trade.
Financial Instrument Identification — Financial instrument representing a sum of rights of the investor vis-a-vis the issuer.
Financial Instrument Attributes — Elements characterising a financial instrument.
Quantity And Account Details — Details related to the account and quantity involved in the transaction.
Securities Financing Details — Details of the closing of the securities financing transaction.
Settlement Parameters — Parameters which explicitly state the conditions that must be fulfilled before a particular transaction of a financial instrument can be settled. These parameters are defined by the instructing party in compliance with settlement rules in the market the transaction will settle in.
Delivering Settlement Parties — Identifies the chain of delivering settlement parties.
Receiving Settlement Parties — Identifies the chain of receiving settlement parties.
Cash Parties — Specifies cash parties in the framework of a corporate action event.
Settlement Amount — Total amount of money to be paid or received in exchange for the securities.
Other Amounts — Other amounts than the settlement amount.
Digital Payment Settlement — Total quantity of digital asset to be paid or received in exchange for the securities token; or the network fee.
Other Business Parties — Other business parties relevant to the transaction.
Supplementary Data — Additional information that cannot be captured in the structured elements and/or any other specific block. ionV12