SecuritiesSettlementTransactionGenerationNotificationV13 (SctiesSttlmTxGnrtnNtfctn)

Scope

An account servicer sends a SecuritiesSettlementTransactionGenerationNotification to an account owner to advise the account owner of a securities settlement transaction that has been generated/ created by the account servicer for the account owner. The reason for creation can range from the automatic transformation of pending settlement instructions following a corporate event to the recovery of an account owner transactions' database initiated by its account servicer. The account servicer/owner relationship may be: - a central securities depository or another settlement market infrastructure acting on behalf of their participants - an agent (sub-custodian) acting on behalf of their global custodian customer, or - a custodian acting on behalf of an investment management institution or a broker/dealer

Usage

The message may also be used to: - re-send a message previously sent, - provide a third party with a copy of a message for information, - re-send to a third party a copy of a message for information using the relevant elements in the Business Application Header.

Outline

The SecuritiesSettlementTransactionGenerationNotificationV13 MessageDefinition is composed of 19 MessageBuildingBlocks:

Transaction Identification Details — Provides transaction type and identification information.
Number Counts — Count of the number of transactions linked.
Linkages — Link to another transaction that must be processed after, before or at the same time.
Trade Details — Details of the trade. onV13
Financial Instrument Identification — Financial instrument representing a sum of rights of the investor vis-a-vis the issuer.
Financial Instrument Attributes — Elements characterising a financial instrument.
Quantity And Account Details — Details related to the account and quantity involved in the transaction.
Settlement Parameters — Parameters which explicitly state the conditions that must be fulfilled before a particular transaction of a financial instrument can be settled. These parameters are defined by the instructing party in compliance with settlement rules in the market the transaction will settle in.
Delivering Settlement Parties — Identifies the chain of delivering settlement parties.
Receiving Settlement Parties — Identifies the chain of receiving settlement parties.
Cash Parties — Cash parties involved in the transaction if different from the securities settlement parties.
Settlement Amount — Total amount of money to be paid or received in exchange for the securities.
Other Amounts — Other amounts than the settlement amount.
Digital Payment Settlement — Total quantity of digital asset to be paid or received in exchange for the securities token; or the network fee.
Other Business Parties — Other business parties relevant to the transaction.
Additional Physical Or Registration Details — Information for registration or physical settlement.
Generated Reason — Specifies the reason why the transaction was generated.
Status And Reason — Status and reason of the transaction.
Supplementary Data — Additional information that cannot be captured in the structured elements and/or any other specific block. onV13