AgentCANotificationAdviceV03seev.009.001.03

Definition: Standard code to specify the additional business process linked to a corporate action event.

Type: AdditionalBusinessProcess13Code (String)

Allowed Values:

• ACLA (Automatic Market Claim): Will automatically give rise to market claims by the account servicer, for example, a Central Securities Depository (CSD).
• ATXF (Subject To Transformation): As a result of the corporate action, all transactions in the underlying security will be cancelled by the system and replaced with transactions in the outturn resource(s).
• CNTR (Cancel Underlying Trades): As a result of the corporate action, all transactions in the underlying security will be cancelled by the system.
• NAMC (No Automatic Market Claims And Transformations): Event will not automatically give rise to market claims and transformations by the account servicer, for example, a Central Securities Depository (CSD).
• NPLE (No Split Election): Issuer only allows a single option to be selected per designated holding.
• SCHM (Scheme Or Plan Of Arrangement): Component event of a scheme/plan of arrangement: a reorganisation of a company or a group of companies, and their capital.
• CONS (Consent): Relates to a consent within a corporate action event other than a Consent event (: 22F:: CAEV//CONS).
• PPUT (Partial Mandatory Put Redemption): Partial mandatory exchange of a portion of bonds where the exchanged securities are usually remarketed. The issuer may offer holders the right to retain instead of exchanging their securities. A lottery will be used to determine eligibility for the event.
• PPRE (Partial Pre Funding): Partial pre-funding of a debt instrument prior to maturity drawn through a lottery process. One new security is issued with
• REAC (Required Action): Proceeds / entitlements of the mandatory event can only be paid if specified action is taken by the account owner.
• INCP (Incentive Premium Payment): The event is a payment of an incentive premium related to the voting conditions prescribed at a general meeting.