AgtCANtfctnAdvc
Mandatory
Pgntn
Optional
NtfctnGnlInf
Mandatory
PrvsNtfctnId
Optional
AgtInf
Repetition (1..n)
CorpActnGnlInf
Mandatory
CorpActnDtls
Mandatory
CorpActnOptnDtls
Repetition (0..n)
OptnNb
Mandatory
OptnTp
Mandatory
Code
Cd
Choice
Definition: Standard code to specify the type of corporate action options.
Type: CorporateActionOption15Code (String)
Allowed Values:
- ABST (Abstain): Vote expressed as abstain. In this case, the issuing company will add the number of shares to the quorum of the meeting. If the voting right is not executed, it will not be added to the quorum. In this case, code NOAC should be used.
- BSPL (Bonus Share Plan): Receive equities from the share premium reserve of the company and considered as a capital distribution rather than a disbursement of income with different tax implications (typically found in Australia).
- BUYA (Buy Up): Buy additional securities to round up position.
- CASE (Cash And Security): Option to choose between different security and cash options.
- CASH (Cash): Option to choose cash.
- CEXC (Consent And Exchange): Vote to consent to change the terms of the securities agreement and to exchange securities.
- CONN (Consent Denied): Vote not to approve the event or proposal.
- CONY (Consent Granted): Vote to approve the event or proposal.
- CTEN (Consent And Tender): Vote to consent to change the terms of the securities agreement and to tender securities for cash.
- EXER (Exercise): Exercise intermediate securities or warrants.
- LAPS (Lapse): Allow event or entitled security to expire.
- MPUT (Retain): Option that allows a holder to elect to retain their holding, for example, a putable bond.
- NOAC (No Action): Option for the account owner not to take part in the event. This would include opt- out for class actions and lodging of dissenters' rights.
- NOQU (Non Qualified Investor): Account owner is a non-qualified investor.
- OFFR (Proposed Rate): In a remarketing of variable notes, the margin that shareholders can propose in respect of the next interest period.
- OTHR (Other): Generic corporate action option to be used in case that no other specific code is appropriate.
- OVER (Oversubscribe): Subscribe to more equities than underlying securities position allows.
- QINV (Qualified Investor): Account owner is a qualified investor.
- SECU (Security): Distribution of securities to holders.
- SLLE (Sell Entitlement): Sell the intermediate securities.
- PRUN (Unknown Proceeds): Proceeds not known during election period. The option can result in cash and/or securities.
- BOBD (Beneficial Owner Breakdown Request): Breakdown of beneficial ownership required for withholding tax reclaim event.
Prtry
Choice
FrctnDspstn
Optional
OptnFeatrs
Repetition (0..n)
SplmtryOptnFeatrs
Repetition (0..n)
OptnAvlbtySts
Optional
CertfctnBrkdwnTp
Repetition (0..n)
CcyOptn
Optional
DfltOptnInd
Mandatory
CertfctnBrkdwnInd
Optional
WdrwlAllwdInd
Optional
OvrsbcptChrgInd
Optional
PrtctChrgInd
Optional
SbcptChrgInd
Optional
StepUpChrgInd
Optional
FinInstrmId
Optional
DtDtls
Optional
PrdDtls
Optional
RateAndAmtDtls
Optional
PricDtls
Optional
SctiesQty
Optional
TaxCtgy
Repetition (0..99)
PrratnBlwMinQty
Optional
PrratnRndgInd
Optional
PrratnFrctn
Optional
PrratnRtrMinQtyTrtmnt
Optional
SctiesMvmntDtls
Repetition (0..n)
CshMvmntDtls
Repetition (0..n)
AddtlInf
Optional
AddtlInf
Optional