AgentCANotificationAdviceV03seev.009.001.03

Definition: Specifies the nature of the securities issue.

Type: NewSecuritiesIssuanceType5Code (String)

Allowed Values:

• DEFE (Defeased Security Indicator): Funds have been placed in escrow by a trustee or agent to ensure payment on a portion of the outstanding balance of the original security on maturity date. Applicable only in the frame of a Partial Defeasance PDEF corporate action event.
• EXIS (Existing Issue): Securities proceeds are not new issues.
• NEIS (New Issue): Securities proceeds are newly issued.
• NDEF (Non Defeased Security Indicator): Funds will not be guaranteed at maturity by the issuer or paying agent for this newly issued non-defeased security. Applicable only in the frame of a Partial Defeasance PDEF corporate action event.
• UKWN (Unknown): Not known whether the securities proceeds are newly issued or not.
• NREF (Non Refunded Security Indicator): New Security issued that has not been refunded and the maturity date of the original underlying security is unchanged. Applicable only in the frame of a Partial Defeasance PDEF corporate action event.
• REFU (Refunded Security Indicator): New security issued that has been refunded to an earlier maturity date. Applicable only in the frame of a partial defeasance PDEF corporate action event.